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- December 2012
- Articles
Here Comes the CFTC: The Regulators Keep Coming Back for more
The ripples from the financial crisis are still being felt as regulators continue to find new ways to monitor, control and examine the daily work of asset managers. The latest batch of rules from the US Commodity Futures Trading Commission (CFTC), which come into effect December 31, 2012, will require many firms currently outside the CFTC’s supervision to register as Commodity Pool Operators. Fidessa’s Matt Grinnell examines the likely impact of these new rules on the buy-side compliance function.
By Matt Grinnell, Compliance Office, Buy-side, Fidessa
- November 2012
- White papers
Survival of the Fittest Part II: Walk the Line: Evolution of the intelligent flow monster
Following Fidessa's earlier white paper, Survival of the Fittest: Evolution of the new smart broker, this new paper explores the impact of the same profound environmental changes on the international and super-regional broker community.
- July 2012
- White papers
Life in the fast lane: the development of electronic trading in Latin America
As returns in more established markets stagnate, the Latin American region continues on a growth trajectory that is attracting significant interest from global participants.